United States Patent and Trademark Office
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 22313-1450
www.uspto.gov
NOTICE OF ALLOWANCE AND FEE(S) DUE
5514 7590 12/09/2005
fitzpatrick cella harper & SCINTO
30 ROCKEFELLER plaza
NEW YORK, NY 10112
EXAMINER
AGUIRRECHEA, JAYDI A
ART UNIT
PAPER NUMBER
2834
DATE MAILED: 12/09/2005
APPLICATION NO.
FILING DATE
FIRST NAMED INVENTOR
ATTORNEY DOCKET NO.
CONFIRMATION NO.
10/777,120 02/13/2004 Hiroshi Funakubo 03500.101454. 4978
TITLE OF INVENTION: METHOD OF PRODUCING LEAD ZIRCONATE TITANATE-BASED THIN FILM, DIELECTRIC DEVICE AND DIELECTRIC THIN FILM
APPLN. TYPE
SMALL ENTITY
ISSUE FEE
PUBLICATION FEE
TOTAL FEE(S) DUE
DATE DUE
nonprovisional
NO
$1400
$300
$1700
03/09/2006
THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
PROSECUTION ON THE MERITS IS CLOSED . THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
STATUTORY PERIOD CANNOT BE EXTENDED . SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-85B (OR
AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
BE REGARDED AS ABANDONED.
HOW TO REPLY TO THIS NOTICE:
I. Review the SMALL ENTITY status shown above.
If the SMALL ENTITY is shown as YES, verify your current
SMALL ENTITY status:
A. If the status is the same, pay the TOTAL FEE(S) DUE shown
above.
B. If the status above is to be removed, check box 5b on Part B -
Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
and twice the amount of the ISSUE FEE shown above, or
If the SMALL ENTITY is shown as NO:
A. Pay TOTAL FEE(S) DUE shown above, or
B. If applicant claimed SMALL ENTITY status before, or is now
claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
Transmittal and pay the PUBLICATION FEE (if required) and 1/2
the ISSUE FEE shown above.
II. PART B - FEE(S) TRANSMITTAL should be completed and returned to the United States Patent and Trademark Office (USPTO) with
your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
completed and an extra copy of the form should be submitted.
III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
Mail Stop ISSUE FEE unless advised to the contrary.
IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
Page 1 of 3
PTOL-85 (Rev. 07/05) Approved for use through 04/30/2007.
PART B - FEE(S) TRANSMITTAL
Complete and send this form, together with applicable fee(s), to: Mail
or Fax
Mail Stop ISSUE FEE
Commissioner for Patents
P.O. Box 1450
Alexandria, Virginia 22313-1450
(571) 273-2885
CURRENT CORRESPONDENCE ADDRESS (Noic: Use Block I for any change of address)
INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
maintenance fee notifications.
Note: A certificate of mailing can only be used for domestic mailings of the
Fee(s) Transmittal. This certificate cannot be used for any other accompanying
papers. Each additional paper, such as an assignment or formal drawing, must
nave its own certificate of mailing or transmission.
Certificate of Mailing or Transmission
I hereby certify that this Feefs) Transmittal is being deposited with the United
States Poslal Service with sufficient postage for first class mail in an envelope
addressed to the Mail Stop ISSUE FEE address above, or being facsimile
transmitted to the USPTO ($71) 273-2885, on the date indicated below.
5514
7590
12/09/2005
FITZPATRICK CELLA HARPER & SCINTO
30 ROCKEFELLER PLAZA
NEW YORK, NY 10112
(Depositor's name)
(Signature)
(Date)
APPLICATION NO.
FILING DATE
FIRST NAMED INVENTOR
ATTORNEY DOCKET NO.
CONFIRMATION NO.
10/777,120 02/13/2004 Hiroshi Funakubo 03500.101454. 4978
TITLE OF INVENTION: METHOD OF PRODUCING LEAD Z1RCONATE TITANATE-BASED THIN FILM, DIELECTRIC DEVICE AND DIELECTRIC THIN FILM
APPLN. TYPE
SMALL ENTITY
ISSUE FEE
PUBLICATION FEE
TOTAL FEE(S) DUE
DATE DUE
nonprovisional
NO
$1400
$300
$1700
03/09/2006
; EXAMINER
ART UNIT
CLASS-SUBCLASS
AGUIRRECHEA, JAYDI A
2834
310-358000
I. Change of correspondence address or indication of "Fee Address" (37
CFR 1.363).
Q Change of correspondence address (or Change of Correspondence
Address form PTO/SB/122) attached.
Q "Fee Address" indication (or "Fee Address" Indication form
PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
Number is required.
2. For printing on the patent front page, list
(1) the names of up to 3 registered patent attorneys
or agents OR, alternatively,
(2) the name of a single firm (having as a member a
registered attorney or agent) and the names of up to
2 registered patent attorneys or agents. If no name is
listed, no name will be printed.
3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
recordation as set forth in 37 CFR 3.1 1. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGNEE
(B) RESIDENCE: (CITY and STATE OR COUNTRY)
Please check the appropriate assignee category or categories (will not be printed on the patent) : Q Individual Q Corporation or other private group entity Q Government
4a. The following fee(s) are enclosed: 4b. Payment of Fee(s):
Q Issue Fee Q A check in the amount of the fee(s) is enclosed.
Q Publication Fee (No small entity discount permitted) D Payment by credit card. Form PTO-2038 is attached.
Q Advance Order- # of Copies Q The Director is hereby authorized by charge the required fee(s), or credit any overpayment, to
Deposit Account Number (enclose an extra copy of this form).
5. Change in Entity Status (from status indicated above)
□ a. Applicant claims SMALL ENTITY status. See 37 CFR 1 .27. □ b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1 .27(g)(2).
The Director of the USPTO is requested to apply the Issue Fee and Publication Fee (if any) or to re-apply any previously paid issue fee to the application identified above.
NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
interest as shown by the records of the United States Patent and Trademark Office.
Authorized Signature Date
Typed or printed name Registration No.
This collection of information is required by 37 CFR 1 .31 1. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
Alexandria, Virginia 22313-1450.
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTOL-85 (Rev. 07/05) Approved for use through 04/30/2007.
OMB 0651-0033 U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 22313-1450
www.uspio.gov
APPLICATION NO.
FILING DATE
FIRST NAMED INVENTOR
ATTORNEY DOCKET NO.
1 CONFIRMATION NO.
10/777,120
02/13/2004
Hiroshi Funakubo
03500.101454.
4978
5514 7590 12/09/2005
fitzpatrick cella HARPER & SCINTO
30 ROCKEFELLER PLAZA
NEW YORK, NY 10112
EXAMINER
AGUIRRECHEA, JAYDI A
ART UNIT
PAPER NUMBER
2834
DATE MAILED: 12/09/2005
Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
(application filed on or after May 29, 2000)
The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
(PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
Patent Legal Administration at (571) 272-7702. Questions relating to issue and publication fee payments should be
directed to the Customer Service Center of the Office of Patent Publication at (703) 305-8283.
PTOL-85 (Rev. 07/05) Approved for use through 04/30/2007.
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